SINGAPORE EXCHANGE – LISTED COMPANIES

• Risk Management 
• Corporate Governance 
• Sustainability Management 
• Sustainability Reporting 

REGULATORY INSPECTIONS

• Anti-Money Laundering/Countering Terrorism Financing 
• Regulatory compliance  

CAPITAL MARKETS SERVICES

• dealing in capital markets products – broker-dealers (including securities-based crowdfunding (SCF) operators) 
• advising on corporate finance; 
• fund management (including Registered Fund Management Companies) 
• real estate investment trust management; 
• product financing; 
• providing credit rating services; 
• providing custodial services.  

LICENSED TRUST COMPANIES 

• Creation of an express trust; 
• Acting as trustee of an express trust; 
• Arranging for any person to act as trustee of an express trust; and 
• Providing trust administration services to an express trust. 
• Approved trustee of a collective investment scheme 

PROPERTY DEVELOPERS

REAL ESTATE AGENTS 

FAMILY OFFICE 

Single Family Office  

REGULATORY INSPECTIONS

• Anti-Money Laundering/Countering Terrorism Financing 
• Regulatory compliance 

FINANCIAL ADVISORY  

• Licensed Financial Advisors 
• Exempt Financial Advisors 

INSURANCE BROKERAGE 

• Direct insurance brokers 
• General reinsurance brokers 
• Life reinsurance brokers 

PAYMENT SERVICES   

• Major Payment Institution 
• Standard Payment Institution 

VARIABLE CAPITAL COMPANY 

• VCC  
• Permissible Fund Manager 
• Sub-Funds 

MARKETS & EXCHANGES   

• Approved Exchange  
• Recognised Market Operator